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Unum Group Director's Dealing 2023

Mar 3, 2023

30521_dirs_2023-03-03_1619c911-de89-4134-9357-4c85bac74edc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2023-03-01

Reporting Person: Arnold Timothy Gerald (EVP, VB & President, Colonial)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-01 Common Stock F 2182 $45.57 Disposed 103412 Direct
2023-03-01 Common Stock F 1732 $45.57 Disposed 101680 Direct
2023-03-01 Common Stock F 1836 $45.57 Disposed 99844 Direct
2023-03-01 Common Stock A 7200 Acquired 107044 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 727.36 Indirect

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,015 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 20,872 restricted stock units, 11,149 stock success units, and 71,391 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,015 stock-settled RSUs.

F4: Includes 16,891 stock-settled RSUs, 11,149 SSUs, and 73,640 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,220 stock-settled RSUs.

F6: Includes 12,671 stock-settled RSUs, 11,149 SSUs, and 76,024 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8: Includes 19,871 stock-settled RSUs, 11,149 SSUs, and 76,024 shares of common stock. Fractional amounts have been rounded to the nearest whole number.