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Unum Group Director's Dealing 2023

Mar 3, 2023

30521_dirs_2023-03-03_b9bc0c7f-6289-40a2-8911-d733d648698a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2023-03-01

Reporting Person: Bhasin Puneet (EVP, Chief Info & Digital Off.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-01 Common Stock F 2072 $45.57 Disposed 71959 Direct
2023-03-01 Common Stock F 1612 $45.57 Disposed 70347 Direct
2023-03-01 Common Stock F 1631 $45.57 Disposed 68716 Direct
2023-03-01 Common Stock A 8399 Acquired 77115 Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,265 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 20,870 restricted stock units, 6,280 stock success units, and 44,809 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,095 stock-settled RSUs.

F4: Includes 16,775 stock-settled RSUs, 6,280 SSUs, and 47,292 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,143 stock-settled RSUs.

F6: Includes 12,632 stock-settled RSUs, 6,280 SSUs, and 49,804 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8: Includes 21,031 stock-settled RSUs, 6,280 SSUs, and 49,804 shares of common stock. Fractional amounts have been rounded to the nearest whole number.