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Unum Group — Director's Dealing 2023
Mar 3, 2023
30521_dirs_2023-03-03_b9bc0c7f-6289-40a2-8911-d733d648698a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2023-03-01
Reporting Person: Bhasin Puneet (EVP, Chief Info & Digital Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-01 | Common Stock | F | 2072 | $45.57 | Disposed | 71959 | Direct |
| 2023-03-01 | Common Stock | F | 1612 | $45.57 | Disposed | 70347 | Direct |
| 2023-03-01 | Common Stock | F | 1631 | $45.57 | Disposed | 68716 | Direct |
| 2023-03-01 | Common Stock | A | 8399 | — | Acquired | 77115 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,265 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 20,870 restricted stock units, 6,280 stock success units, and 44,809 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,095 stock-settled RSUs.
F4: Includes 16,775 stock-settled RSUs, 6,280 SSUs, and 47,292 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,143 stock-settled RSUs.
F6: Includes 12,632 stock-settled RSUs, 6,280 SSUs, and 49,804 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.
F8: Includes 21,031 stock-settled RSUs, 6,280 SSUs, and 49,804 shares of common stock. Fractional amounts have been rounded to the nearest whole number.