AI assistant
Unum Group — Director's Dealing 2023
Mar 3, 2023
30521_dirs_2023-03-03_9b2b8cd3-627d-4ca0-8770-86196bc49148.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2023-03-01
Reporting Person: Simonds Michael Q (EVP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-01 | Common Stock | F | 3985 | $45.57 | Disposed | 223820 | Direct |
| 2023-03-01 | Common Stock | F | 4561 | $45.57 | Disposed | 219259 | Direct |
| 2023-03-01 | Common Stock | F | 5241 | $45.57 | Disposed | 214018 | Direct |
| 2023-03-01 | Common Stock | A | 26070 | — | Acquired | 240088 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,985 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 56,683 restricted stock units, 31,217 stock success units, and 135,920 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,282 stock-settled RSUs.
F4: Includes 46,401 stock-settled RSUs, 31,217 SSUs, and 141,641 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,816 stock-settled RSUs.
F6: Includes 34,585 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.
F8: Includes 60,655 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number.