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Unum Group — Director's Dealing 2022
Feb 24, 2022
30521_dirs_2022-02-23_f924bf1a-7edb-4f01-aba3-47db80025b49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2022-02-19
Reporting Person: Simonds Michael Q (EVP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-19 | Common Stock | A | 11756.729 | — | Acquired | 205261 | Direct |
| 2022-02-19 | Common Stock | F | 5273 | $28.82 | Disposed | 199988 | Direct |
| 2022-02-19 | Common Stock | F | 6819 | $28.82 | Disposed | 193169 | Direct |
Footnotes
F1: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.
F2: Includes 55,169 restricted stock units, 46,592 stock success units, and 103,500 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of 267.186 stock-settled RSUs and 3,792.894 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.
F5: Includes 55,169 stock-settled RSUs, 46,592 SSUs, and 98,227 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,375 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.
F7: Includes 55,169 stock-settled RSUs, 31,217 SSUs, and 106,783 shares of common stock. Fractional amounts have been rounded to the nearest whole number.