AI assistant
Unum Group — Director's Dealing 2022
Mar 4, 2022
30521_dirs_2022-03-03_fb67da85-a1b9-46a3-8cff-8786e51b35d7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2022-03-01
Reporting Person: Arnold Timothy Gerald (EVP, VB & President, Colonial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-01 | Common Stock | F | 989 | $26.88 | Disposed | 81050 | Direct |
| 2022-03-01 | Common Stock | F | 1412 | $26.88 | Disposed | 79638 | Direct |
| 2022-03-01 | Common Stock | F | 1155 | $26.88 | Disposed | 78483 | Direct |
| 2022-03-01 | Common Stock | A | 12789 | — | Acquired | 91272 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 689.83 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,410.106 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 21,946 restricted stock units, 11,149 stock success units ("SSUs"), and 47,955 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,867.000 stock-settled RSUs.
F4: Includes 17,079 stock-settled RSUs, 11,149 SSUs, and 51,410 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,981.000 stock-settled RSUs.
F6: Includes 13,098 stock-settled RSUs, 11,149 SSUs, and 54,236 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.
F8: Includes 25,887 stock-settled RSUs, 11,149 SSUs, and 54,236 shares of common stock. Fractional amounts have been rounded to the nearest whole number.