Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: O'Donnell Peter G (EVP, Unum International)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	820	$27.20	Disposed	67788	Direct
2021-03-01	Common Stock	F	1014	$27.20	Disposed	66774	Direct
2021-03-01	Common Stock	F	1414	$27.20	Disposed	65360	Direct
2021-03-01	Common Stock	A	7813	—	Acquired	73173	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,743.954 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 13,492 restricted stock units, 11,315 stock success units ("SSUs"), and 42,981 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,155.390 stock-settled RSUs.

F4: Includes 11,336 stock-settled RSUs, 11,315 SSUs, and 44,122 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,008.000 stock-settled RSUs.

F6: Includes 8,328 stock-settled RSUs, 11,315 SSUs, and 45,716 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8: Includes 16,141 stock-settled RSUs, 11,315 SSUs, and 45,716 shares of common stock. Fractional amounts have been rounded to the nearest whole number.