Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: Pashley Cherie (SVP, Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	189	$27.20	Disposed	12118	Direct
2021-03-01	Common Stock	F	365	$27.20	Disposed	11753	Direct
2021-03-01	Common Stock	F	530	$27.20	Disposed	11223	Direct
2021-03-01	Common Stock	A	9224	—	Acquired	20447	Direct
2021-03-01	Common Stock	A	1838	—	Acquired	22285	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 634.576 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 8,406 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,712 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,228.184 stock-settled RSUs.

F4: Includes 7,178 stock-settled RSUs and 4,575 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,950.000 stock-settled RSUs

F6: Includes 5,228 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8: Includes 14,452 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F9: All are stock-settled RSUs, which vest in two equal annual installments beginning on March 1, 2022.

F10: Includes 16,290 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number.