Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: Pyne Christopher W (EVP, Group Benefits)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	638	$27.20	Disposed	48025	Direct
2021-03-01	Common Stock	F	680	$27.20	Disposed	47345	Direct
2021-03-01	Common Stock	F	1169	$27.20	Disposed	46176	Direct
2021-03-01	Common Stock	A	8705	—	Acquired	54881	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,949.055 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 16,861 restricted stock units, 12,247 stock success units ("SSUs"), and 18,918 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,360.454 stock-settled RSUs.

F4: Includes 14,500 stock-settled RSUs, 12,247 SSUs, and 20,598 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,982.000 stock-settled RSUs.

F6: Includes 10,518 stock-settled RSUs, 12,247 SSUs, and 23,411 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8: Includes 19,223 stock-settled RSUs, 12,247 SSUs, and 23,411 shares of common stock. Fractional amounts have been rounded to the nearest whole number.