Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: Simonds Michael Q (EVP, Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	1298	$27.20	Disposed	162567	Direct
2021-03-01	Common Stock	F	1720	$27.20	Disposed	160847	Direct
2021-03-01	Common Stock	F	2560	$27.20	Disposed	158287	Direct
2021-03-01	Common Stock	A	31157	—	Acquired	189444	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,421.642 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 38,324 restricted stock units, 46,592 stock success units ("SSUs"), and 77,651 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,859.792 stock-settled RSUs.

F4: Includes 32,464 stock-settled RSUs, 46,592 SSUs, and 81,791 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,720.000 stock-settled RSUs.

F6: Includes 23,744 stock-settled RSUs, 46,592 SSUs, and 87,951 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8: Includes 54,901 stock-settled RSUs, 46,592 SSUs, and 87,951 shares of common stock. Fractional amounts have been rounded to the nearest whole number.