Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: Zabel Steven Andrew (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	269	$27.20	Disposed	43419	Direct
2021-03-01	Common Stock	F	489	$27.20	Disposed	42930	Direct
2021-03-01	Common Stock	F	1240	$27.20	Disposed	41690	Direct
2021-03-01	Common Stock	A	22059	—	Acquired	63749	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 904.273 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 19,520 restricted stock units, 11,328 stock success units ("SSUs"), and 12,572 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,990.012 stock-settled RSUs.

F4: Includes 17,530 stock-settled RSUs, 11,328 SSUs, and 14,073 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,108.000 stock-settled RSUs.

F6: Includes 12,422 stock-settled RSUs, 11,328 SSUs, and 17,941 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8: Includes 34,481 stock-settled RSUs, 11,328 SSUs, and 17,941 shares of common stock. Fractional amounts have been rounded to the nearest whole number.