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Unum Group Director's Dealing 2020

Feb 11, 2020

30521_dirs_2020-02-11_73af4705-79f7-4cbc-957f-98a832286a82.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-02-01

Reporting Person: Pyne Christopher W (EVP, Group Benefits)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 26250 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $ Common Stock (1469.378) Direct

Footnotes

F1: Includes 11,842 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 14,407 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2: Phantom stock units are credited to the reporting person's account in accordance with the provisions of the UNUM Corporation Nonqualified 401(k) Plan, which was frozen effective December 31, 1999. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units are payable in cash following the reporting person's termination of employment with Unum Group.