Unum Group — Director's Dealing 2020

Feb 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-02-25

Reporting Person: Arnold Timothy Gerald (EVP, VB & President, Colonial)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-25	Common Stock	A	4367.877	—	Acquired	45179	Direct
2020-02-25	Common Stock	F	1438	$25.60	Disposed	43741	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	642.702	Indirect

Footnotes

F1: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019.

F2: Includes 15,384 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 29,795 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 45.945 shares of common stock under the issuer's employee stock purchase plan and 560.012 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs.

F5: Includes 15,384 stock-settled RSUs and 28,357 shares of common stock. Fractional amounts have been rounded to the nearest whole number.