AI assistant
Unum Group — Director's Dealing 2020
Mar 4, 2020
30521_dirs_2020-03-03_21259f3e-8f1e-4776-b365-0b17596a7157.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-03-01
Reporting Person: Ahmed Elizabeth Claire (EVP, People & Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-01 | Common Stock | F | 647 | $23.31 | Disposed | 6309 | Direct |
| 2020-03-01 | Common Stock | A | 9910 | — | Acquired | 16219 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,181.410 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 4,430 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 1,879 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 344.588 shares of common stock under the issuer's employee stock purchase plan and 240.685 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.
F5: Includes 14,340 stock-settled RSUs and 1,879 shares of common stock. Fractional amounts have been rounded to the nearest whole number.