Unum Group — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-03-01

Reporting Person: Bhasin Puneet (EVP, Chief Info & Digital Off.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-01	Common Stock	F	756	$23.31	Disposed	18731	Direct
2020-03-01	Common Stock	A	15484	—	Acquired	34215	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,783.322 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 12,853 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 5,879 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 783.571 shares of common stock under the issuer's employee stock purchase plan and 569.196 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F5: Includes 28,337 stock-settled RSUs and 5,879 shares of common stock. Fractional amounts have been rounded to the nearest whole number.