Unum Group — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-03-01

Reporting Person: McKenney Richard P (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-01	Common Stock	F	8013	$23.31	Disposed	558517	Direct
2020-03-01	Common Stock	F	9270	$23.31	Disposed	549247	Direct
2020-03-01	Common Stock	F	11046	$23.31	Disposed	538201	Direct
2020-03-01	Common Stock	A	68318	—	Acquired	606519	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-01	Restricted Stock Units	$	A	68318	Acquired		Common Stock (68318.0)	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 20,362.981 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 132,887 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 425,630 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,556.943 stock-settled RSUs.

F4: Includes 109,330 stock-settled RSUs and 439,917 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 28,068.782 stock-settled RSUs.

F6: Includes 81,261 stock-settled RSUs and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8: Includes 149,579 stock-settled RSUs and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F9: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F10: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.