AI assistant
Unum Group — Director's Dealing 2020
Mar 4, 2020
30521_dirs_2020-03-03_174fdfb2-fe61-44ce-9eb6-1fc5ed2750f3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-03-01
Reporting Person: Simonds Michael Q (EVP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-01 | Common Stock | F | 1087 | $23.31 | Disposed | 107505 | Direct |
| 2020-03-01 | Common Stock | F | 1186 | $23.31 | Disposed | 106319 | Direct |
| 2020-03-01 | Common Stock | F | 1619 | $23.31 | Disposed | 104700 | Direct |
| 2020-03-01 | Common Stock | A | 26426 | — | Acquired | 131126 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,702.757 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 24,916 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 82,589 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,038.332 stock-settled RSUs.
F4: Includes 20,878 stock-settled RSUs and 85,441 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,515.789 stock-settled RSUs.
F6: Includes 15,362 stock-settled RSUs and 89,338 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.
F8: Includes 41,788 stock-settled RSUs and 89,338 shares of common stock. Fractional amounts have been rounded to the nearest whole number.