Unum Group — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-03-01

Reporting Person: Zabel Steven Andrew (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-01	Common Stock	F	242	$23.31	Disposed	16438	Direct
2020-03-01	Common Stock	F	194	$23.31	Disposed	16244	Direct
2020-03-01	Common Stock	F	445	$23.31	Disposed	15799	Direct
2020-03-01	Common Stock	A	15479	—	Acquired	31278	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 942.520 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 7,352 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 9,086 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 825.585 stock-settled RSUs.

F4: Includes 6,527 stock-settled RSUs and 9,717 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,872.152 stock-settled RSUs.

F6: Includes 4,655 stock-settled RSUs and 11,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8: Includes 20,134 stock-settled RSUs and 11,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.