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Unum Group — Director's Dealing 2019
Feb 21, 2019
30521_dirs_2019-02-20_6c38c43e-baa4-4e13-90eb-ecf987ee4bcd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2019-02-18
Reporting Person: Arnold Timothy Gerald (EVP, President & CEO, Colonial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-18 | Common Stock | A | 8294.557 | — | Acquired | 36114 | Direct |
| 2019-02-18 | Common Stock | F | 2668 | $36.32 | Disposed | 33446 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 689.875 | Indirect |
Footnotes
F1: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.
F2: Includes 12,838 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 23,276 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 38.480 shares of common stock under the issuer's employee stock purchase plan and 347.501 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.
F5: Includes 12,838 stock-settled RSUs and 20,608 shares of common stock. Fractional amounts have been rounded to the nearest whole number.