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Unum Group — Director's Dealing 2019
Mar 6, 2019
30521_dirs_2019-03-05_92ab084d-f015-40bb-ad5b-1f89ac80f312.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2019-03-01
Reporting Person: Simonds Michael Q (EVP, President & CEO, Unum US)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-01 | Common Stock | F | 1017 | $37.67 | Disposed | 83796 | Direct |
| 2019-03-01 | Common Stock | F | 1726 | $37.67 | Disposed | 82070 | Direct |
| 2019-03-01 | Common Stock | A | 16107 | — | Acquired | 98177 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,462.284 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 15,361 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 68,434 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,891.326 stock-settled RSUs.
F4: Includes 11,470 stock-settled RSUs and 70,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.
F6: Includes 27,577 stock-settled RSUs and 70,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.