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Unum Group Director's Dealing 2019

Mar 6, 2019

30521_dirs_2019-03-05_92ab084d-f015-40bb-ad5b-1f89ac80f312.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2019-03-01

Reporting Person: Simonds Michael Q (EVP, President & CEO, Unum US)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-01 Common Stock F 1017 $37.67 Disposed 83796 Direct
2019-03-01 Common Stock F 1726 $37.67 Disposed 82070 Direct
2019-03-01 Common Stock A 16107 Acquired 98177 Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,462.284 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 15,361 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 68,434 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,891.326 stock-settled RSUs.

F4: Includes 11,470 stock-settled RSUs and 70,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6: Includes 27,577 stock-settled RSUs and 70,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.