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Unum Group — Director's Dealing 2019
May 23, 2019
30521_dirs_2019-05-23_cd3b40f5-1e38-41ae-8a15-b0f8f2394905.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2019-05-21
Reporting Person: O'Donnell Peter G (EVP & CEO, Unum International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-21 | Common Stock | M | 971 | $23.55 | Acquired | 45758 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-21 | Employee Stock Option (right to buy) | $23.55 | M | 971 | Disposed | 2019-11-01 | Common Stock (971.0) | Direct |
Footnotes
F1: Shares of common stock acquired upon the exercise of options granted under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2706 on the date of exercise.
F2: Includes 10,689 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 35,068 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 79.292 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.