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Unum Group — Director's Dealing 2018
Jan 18, 2018
30521_dirs_2018-01-18_cdb0d716-d5cc-4241-be32-480483faa54b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2018-01-16
Reporting Person: McGarry John F (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-15 | Common Stock | G | 3000 | — | Disposed | 68326 | Direct |
| 2018-01-16 | Common Stock | S | 4588 | $58.19 | Disposed | 63738 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3078.164 | Indirect |
Footnotes
F1: Includes 24,649 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 43,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F2: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 329.727 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F3: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.
F4: Includes 24,649 stock-settled RSUs and 39,090 shares of common stock. Fractional amounts have been rounded to the nearest whole number.