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Unum Group — Director's Dealing 2018
Feb 23, 2018
30521_dirs_2018-02-22_24dcefa4-6c2a-469b-92ae-763c1ea10906.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2018-02-20
Reporting Person: McGarry John F (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock | A | 13306.382 | — | Acquired | 77153 | Direct |
| 2018-02-20 | Common Stock | F | 3926 | $52.34 | Disposed | 73227 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3095.133 | Indirect |
Footnotes
F1: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017.
F2: Includes 24,757 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 52,396 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 108.088 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs.
F5: Includes 24,757 stock-settled RSUs and 48,470 shares of common stock. Fractional amounts have been rounded to the nearest whole number.