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Unum Group — Director's Dealing 2018
Mar 6, 2018
30521_dirs_2018-03-05_ceaf897f-1195-4591-abb3-844d3b2f55bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2018-03-01
Reporting Person: Jerome Christopher J (EVP, Global Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | Common Stock | A | 4107 | — | Acquired | 29570 | Direct |
| 2018-03-01 | Common Stock | F | 605 | $49.31 | Disposed | 28965 | Direct |
| 2018-03-01 | Common Stock | S | 7806 | $50.90 | Disposed | 21159 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15305.543 | Indirect |
Footnotes
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.
F2: Includes 11,265 stock-settled RSUs and 18,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,439.457 stock-settled RSUs.
F4: Includes 9,826 stock-settled RSUs and 19,139 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2017.
F6: Includes 9,826 stock-settled RSUs and 11,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number.