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Unum Group — Director's Dealing 2017
Feb 24, 2017
30521_dirs_2017-02-23_e99c5c7d-1cb8-4874-a791-9117e1683065.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2017-02-21
Reporting Person: WATJEN THOMAS R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | A | 97381.193 | — | Acquired | 195641 | Direct |
| 2017-02-21 | Common Stock | F | 40977 | $48.56 | Disposed | 154664 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14116.98 | Indirect |
Footnotes
F1: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.
F2: Includes 4,186 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 191,456 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 17.186 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs.
F5: Includes 4,186 stock-settled RSUs and 150,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number.