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Unum Group — Director's Dealing 2017
Feb 28, 2017
30521_dirs_2017-02-27_81b4033c-0d0f-4bef-8562-f0949b2a7bbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2017-02-23
Reporting Person: Arnold Timothy Gerald (EVP, President & CEO, Colonial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Stock | F | 922 | $48.65 | Disposed | 17305 | Direct |
| 2017-02-24 | Common Stock | F | 522 | $48.48 | Disposed | 16783 | Direct |
| 2017-02-25 | Common Stock | F | 437 | $48.48 | Disposed | 16346 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 583.26 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,719.284 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 9,900 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 7,405 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,554.552 stock-settled RSUs.
F4: Includes 8,345 stock-settled RSUs and 8,438 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,269.679 stock-settled RSUs.
F6: Includes 7,076 stock-settled RSUs and 9,270 shares of common stock. Fractional amounts have been rounded to the nearest whole number.