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Unum Group — Director's Dealing 2017
Feb 28, 2017
30521_dirs_2017-02-27_5c2e294f-5e2e-4502-80dc-d1aaa82da31f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2017-02-23
Reporting Person: McKenney Richard P (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Stock | F | 13056 | $48.65 | Disposed | 272520 | Direct |
| 2017-02-24 | Common Stock | M | 26048 | $26.29 | Acquired | 298568 | Direct |
| 2017-02-24 | Common Stock | F | 19127 | $48.48 | Disposed | 279441 | Direct |
| 2017-02-24 | Common Stock | M | 34270 | $23.35 | Acquired | 313711 | Direct |
| 2017-02-24 | Common Stock | F | 23958 | $48.48 | Disposed | 289753 | Direct |
| 2017-02-24 | Common Stock | F | 6417 | $48.48 | Disposed | 283336 | Direct |
| 2017-02-25 | Common Stock | F | 5529 | $48.48 | Disposed | 277807 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-24 | Employee Stock Option (right to buy) | $26.29 | M | 26048 | Disposed | 2019-02-22 | Common Stock (26048) | Direct |
| 2017-02-24 | Employee Stock Option (right to buy) | $23.35 | M | 34270 | Disposed | 2020-02-21 | Common Stock (34270) | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 31,120.806 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 106,960 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 165,560 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Includes 106,960 stock-settled RSUs and 191,608 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F4: Shares withheld for payment of exercise price and tax obligations incident to the exercise of stock options.
F5: Includes 106,960 stock-settled RSUs and 172,481 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: Includes 106,960 stock-settled RSUs and 206,751 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: Includes 106,960 stock-settled RSUs and 182,793 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F8: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,296.315 stock-settled RSUs.
F9: Includes 91,664 stock-settled RSUs and 191,673 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F10: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 13,179.175 stock-settled RSUs.
F11: Includes 78,485 stock-settled RSUs and 199,323 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F12: The options vest in three equal annual installments beginning on February 22, 2012.
F13: The options vest in three equal annual installments beginning on February 21, 2013.