Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Unum Group Director's Dealing 2017

Nov 1, 2017

30521_dirs_2017-11-01_04326443-f07c-47ae-aaf0-48346dd8b402.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2017-10-30

Reporting Person: Caulfield E Michael (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-30 Common Stock S 3814 $52.4178 Disposed 35394 Direct

Footnotes

F1: Reflects the weighted average price for multiple sale transactions ranging in price from $52.40 per share to $52.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Includes 14,321 deferred share rights ("DSRs"), 17,234 restricted stock units ("RSUs"), and 3,839 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 68.392 DSRs, 82.307 RSUs and 42.361 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.