AI assistant
Unum Group — Director's Dealing 2016
Feb 10, 2016
30521_dirs_2016-02-09_5aae7903-118f-4551-b09a-69f9199a7144.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2015-03-06
Reporting Person: O'Donnell Peter G (President & CEO, Unum UK)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-07 | Common Stock | M | 674 | $20.31 | Acquired | 22605 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-06 | Employee Stock Option (right to buy) | $30.09 | A | 912 | Acquired | 2018-11-01 | Common Stock (912) | Direct |
| 2015-05-07 | Employee Stock Option (right to buy) | $20.31 | M | 674 | Disposed | 2015-11-01 | Common Stock (674) | Direct |
Footnotes
F1: Shares of common stock acquired upon the exercise of options granted under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 (the "2011 UEHCL Plan"), a plan for UK employees similar to a US-based employee stock purchase plan, based on the reporting person's contributions to a savings account over a three-year period and a currency exchange rate of ?1 = $1.52108 on the date of exercise.
F2: Includes 12,270 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 10,335 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Represents the maximum number of shares of common stock that may be purchased under the 2011 UEHCL Plan based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of ?1 = $1.52447 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.
F4: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due.