Unum Group — Director's Dealing 2016

Feb 12, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2016-02-09

Reporting Person: WATJEN THOMAS R (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-09	Common Stock	F	7941	$26.17	Disposed	259323	Direct
2016-02-09	Common Stock	F	11901	$26.17	Disposed	247422	Direct
2016-02-09	Common Stock	F	17698	$26.17	Disposed	229724	Direct
2016-02-09	Common Stock	M	20051.26	—	Acquired	249775	Direct
2016-02-09	Common Stock	D	20051.26	$26.17	Disposed	229724	Direct
2016-02-09	Common Stock	M	30051.342	—	Acquired	259775	Direct
2016-02-09	Common Stock	D	30051.342	$26.17	Disposed	229724	Direct
2016-02-09	Common Stock	M	44690.363	—	Acquired	274414	Direct
2016-02-09	Common Stock	D	44690.363	$26.17	Disposed	229724	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-02-09	Restricted Stock Units	$	M	20051.26	Disposed		Common Stock (20051.26)	Direct
2016-02-09	Restricted Stock Units	$	M	30051.342	Disposed		Common Stock (30051.342)	Direct
2016-02-09	Restricted Stock Units	$	M	44690.363	Disposed		Common Stock (44690.363)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13977.8433	Indirect

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 20,051.260 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 78,790 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 180,533 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 490.165 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 30,051.342 stock-settled RSUs.

F5: Includes 48,739 stock-settled RSUs and 198,683 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 44,690.363 stock-settled RSUs.

F7: Includes 4,048 stock-settled RSUs and 225,676 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F8: Includes 4,048 stock-settled RSUs and 245,727 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F9: Includes 4,048 stock-settled RSUs and 255,727 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F10: Includes 4,048 stock-settled RSUs and 270,366 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F11: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F12: Represents the remaining balance of the cash-settled RSUs granted on February 21, 2013 (the "2013 cash-settled RSUs"), which are being settled as a result of the reporting person's retirement as an officer of the company.

F13: The 2013 cash-settled RSUs vest in three equal annual installments beginning on February 21, 2014. Vested units are to be settled within 30 days after the vesting date.

F14: Beneficial ownership amount accounts for the exempt acquisitions of a total of 303.465 dividend equivalent rights on the 2013 cash-settled RSUs pursuant to the reinvestment of dividends after February 21, 2015. The rights accrued when and as dividends were paid on shares underlying the 2013 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2013 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer.

F15: Represents the remaining balance of the cash-settled RSUs granted on February 25, 2014 (the "2014 cash-settled RSUs"), which are being settled as a result of the reporting person's retirement as an officer of the company.

F16: The 2014 cash-settled RSUs vest in three equal annual installments beginning on February 25, 2015. Vested units are to be settled within 30 days after the vesting date.

F17: Beneficial ownership amount accounts for the exempt acquisitions of a total of 454.810 dividend equivalent rights on the 2014 cash-settled RSUs pursuant to the reinvestment of dividends after February 25, 2015. The rights accrued when and as dividends were paid on shares underlying the 2014 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2014 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer.

F18: Represents the remaining balance of the cash-settled RSUs granted on February 24, 2015 (the "2015 cash-settled RSUs"), which are being settled as a result of the reporting person's retirement as an officer of the company.

F19: The 2015 cash-settled RSUs vest in three equal annual installments beginning on February 24, 2016. Vested units are to be settled within 30 days after the vesting date.

F20: Beneficial ownership amount accounts for the exempt acquisitions of a total of 676.363 dividend equivalent rights on the 2015 cash-settled RSUs pursuant to the reinvestment of dividends after February 24, 2015. The rights accrued when and as dividends were paid on shares underlying the 2015 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2015 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer.