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Unum Group — Director's Dealing 2016
Nov 16, 2016
30521_dirs_2016-11-16_ab4ac2ab-3d4c-4949-8f1f-19cd4b2d2566.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2016-11-14
Reporting Person: Jerome Christopher J (EVP, Global Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-14 | Common Stock | S | 8000 | $41.4913 | Disposed | 23994 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15011.05 | Indirect |
| Common Stock | 310.91 | Indirect |
Footnotes
F1: Reflects the weighted average price for multiple sale transactions ranging in price from $41.491 per share to $41.495 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Includes 15,231 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,763 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 544.424 shares of common stock under the issuer's employee stock purchase plan and 166.404 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.