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Unum Group — Director's Dealing 2015
Feb 25, 2015
30521_dirs_2015-02-24_4ca1ebfa-3ca0-44b5-be47-e823cd1a7f65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2015-02-20
Reporting Person: Jerome Christopher J (EVP, Global Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-20 | Common Stock | F | 1387 | $33.99 | Disposed | 31066 | Direct |
| 2015-02-21 | Common Stock | F | 1578 | $33.99 | Disposed | 29488 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13859.79 | Indirect |
| Common Stock | 300.84 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,094.494 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 17,397 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 13,669 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 0.272 shares of common stock and 401.949 stock-settled RSUs pursuant to the reinvestment of dividends, and 663.606 shares of common stock under the issuer's employee stock purchase plan, since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,876.663 stock-settled RSUs
F5: Includes 12,520 stock-settled RSUs and 16,952 shares of common stock. Fractional amounts have been rounded to the nearest whole number.