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Unum Group — Director's Dealing 2015
Feb 25, 2015
30521_dirs_2015-02-24_f60c2c01-877f-44c1-95dd-535475705b6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2015-02-21
Reporting Person: WATJEN THOMAS R (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-21 | Common Stock | F | 15842 | $33.99 | Disposed | 391448 | Direct |
| 2015-02-21 | Common Stock | F | 7821 | $33.99 | Disposed | 383627 | Direct |
| 2015-02-21 | Common Stock | M | 40004.832 | — | Acquired | 423632 | Direct |
| 2015-02-21 | Common Stock | D | 40004.832 | $33.99 | Disposed | 383627 | Direct |
| 2015-02-21 | Common Stock | M | 19748.836 | — | Acquired | 403376 | Direct |
| 2015-02-21 | Common Stock | D | 19748.836 | $33.99 | Disposed | 383627 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-21 | Restricted Stock Units | $ | M | 40004.832 | Disposed | Common Stock (40004.832) | Direct | |
| 2015-02-21 | Restricted Stock Units | $ | M | 19748.836 | Disposed | Common Stock (19748.836) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13620.72 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 40,004.832 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 83,889 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 307,559 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 598.520 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 19,748.836 stock-settled RSUs.
F5: Includes 64,140 stock-settled RSUs and 319,487 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: Includes 64,140 stock-settled RSUs and 359,492 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: Includes 64,140 stock-settled RSUs and 339,236 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F8: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
F9: Represents the portion of the cash-settled RSUs granted on February 21, 2012 (the "2012 cash-settled RSUs") that vested on February 21, 2015, including a total of 2,530.832 dividend equivalent rights accrued thereon.
F10: The 2012 cash-settled RSUs vest in three equal annual installments beginning on February 21, 2013. Vested units are to be settled within 30 days after the vesting date.
F11: Beneficial ownership amount accounts for the exempt acquisitions of a total of 748.195 dividend equivalent rights on the 2012 cash-settled RSUs pursuant to the reinvestment of dividends after February 21, 2014. The rights accrued when and as dividends were paid on shares underlying the 2012 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2012 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer.
F12: Represents the portion of the cash-settled RSUs granted on February 21, 2013 (the "2013 cash-settled RSUs") that vested on February 21, 2015, including a total of 757.836 dividend equivalent rights accrued thereon.
F13: The 2013 cash-settled RSUs vest in three equal annual installments beginning on February 21, 2014. Vested units are to be settled within 30 days after the vesting date.
F14: Beneficial ownership amount accounts for the exempt acquisitions of a total of 738.690 dividend equivalent rights on the 2013 cash-settled RSUs pursuant to the reinvestment of dividends after February 21, 2014. The rights accrued when and as dividends were paid on shares underlying the 2013 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2013 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer.