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Unum Group — Director's Dealing 2015
Nov 5, 2015
30521_dirs_2015-11-05_c3d5b51c-e53c-4f4c-911a-190211f93df7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2015-11-03
Reporting Person: WATJEN THOMAS R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-03 | Common Stock | M | 239796 | $11.37 | Acquired | 506570 | Direct |
| 2015-11-03 | Common Stock | S | 239796 | $34.9087 | Disposed | 266774 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-03 | Employee Stock Option (right to buy) | $11.37 | M | 239796 | Disposed | 2017-02-24 | Common Stock (239796) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13815.712 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2015.
F2: Includes 98,351 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 408,219 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Reflects the weighted average price for multiple sale transactions ranging in price from $34.781 per share to $35.155 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: Includes 98,351 stock-settled RSUs and 168,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: The options vest in three equal annual installments beginning on February 24, 2010.