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Unum Group Director's Dealing 2015

Nov 5, 2015

30521_dirs_2015-11-05_c3d5b51c-e53c-4f4c-911a-190211f93df7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2015-11-03

Reporting Person: WATJEN THOMAS R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-03 Common Stock M 239796 $11.37 Acquired 506570 Direct
2015-11-03 Common Stock S 239796 $34.9087 Disposed 266774 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-03 Employee Stock Option (right to buy) $11.37 M 239796 Disposed 2017-02-24 Common Stock (239796) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13815.712 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2015.

F2: Includes 98,351 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 408,219 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Reflects the weighted average price for multiple sale transactions ranging in price from $34.781 per share to $35.155 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: Includes 98,351 stock-settled RSUs and 168,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: The options vest in three equal annual installments beginning on February 24, 2010.