Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Unum Group Director's Dealing 2014

Feb 24, 2014

30521_dirs_2014-02-24_87a1eb56-e1ab-454c-8714-e1aae8e27910.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-02-20

Reporting Person: Farrell Breege A (EVP & Chief Investment Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-20 Common Stock F 1678 $33.57 Disposed 45123 Direct
2014-02-21 Common Stock F 1510 $33.55 Disposed 43762 Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,912.967 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 28,717 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 16,405 shares of
common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 150.093 stock-settled RSUs pursuant to the reinvestment of dividends after the date of the reporting person's prior Form 3.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,518.057 stock-settled RSUs.

F5: Includes 23,349 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 20,413 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 149.669 stock-settled RSUs pursuant to the reinvestment of dividends on February 21, 2014.