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Unum Group — Director's Dealing 2014
Feb 24, 2014
30521_dirs_2014-02-24_d3779346-b221-4eca-9d07-94a3ca31a404.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-02-20
Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | F | 4581 | $33.57 | Disposed | 182727 | Direct |
| 2014-02-21 | Common Stock | F | 4098 | $33.55 | Disposed | 178995 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1856.36 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,267.052 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 69,460 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 113,267 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 436.691 shares of common stock pursuant to the reinvestment of dividends after the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 13,657.034 stock-settled RSUs.
F5: Includes 56,169 stock-settled RSUs and 122,826 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 366.183 stock-settled RSUs pursuant to the reinvestment of dividends on February 21, 2014.