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Unum Group — Director's Dealing 2014
Feb 24, 2014
30521_dirs_2014-02-24_dbe2f3be-6e54-4aac-951d-86d273895c9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-02-20
Reporting Person: Horn Randall C (EVP, President & CEO, Colonial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | F | 1555 | $33.57 | Disposed | 131502 | Direct |
| 2014-02-21 | Common Stock | F | 1971 | $33.55 | Disposed | 129660 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,401.267 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 25,481 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 106,021 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 409.179 stock-settled RSUs pursuant to the reinvestment of dividends after the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,737.160 stock-settled RSUs.
F5: Includes 19,873 stock-settled RSUs and 109,787 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 129.149 stock-settled RSUs pursuant to the reinvestment of dividends on February 21, 2014.