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Unum Group — Director's Dealing 2014
Feb 24, 2014
30521_dirs_2014-02-24_93136403-8fa7-4044-bfca-bbc237b66d80.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-02-20
Reporting Person: Jerome Christopher J (EVP, Global Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | F | 1364 | $33.57 | Disposed | 35474 | Direct |
| 2014-02-21 | Common Stock | F | 1535 | $33.55 | Disposed | 34042 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 293.942 | Indirect |
| Common Stock | 12731.75 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,020.047 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 19,839 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 15,635 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 0.135 shares of common stock and 219.178 stock-settled RSUs pursuant to the reinvestment of dividends, and 352.566 shares of common stock under the issuer's employee stock purchase plan, after the date of the reporting person's prior Form 3.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,744.451 stock-settled RSUs.
F5: Includes 15,198 stock-settled RSUs and 18,844 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 103.118 stock-settled RSUs pursuant to the reinvestment of dividends on February 21, 2014.