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Unum Group — Director's Dealing 2014
Feb 24, 2014
30521_dirs_2014-02-24_525b8f6c-f2d7-4f0c-bccc-f113c4ad9f20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-02-20
Reporting Person: McGarry John F (EVP, Pres&CEO, Closed Blk Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | F | 595 | $33.57 | Disposed | 56674 | Direct |
| 2014-02-20 | Common Stock | F | 356 | $33.57 | Disposed | 56318 | Direct |
| 2014-02-21 | Common Stock | F | 863 | $33.55 | Disposed | 55548 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 761.281 | Indirect |
| Common Stock | 2882.99 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,981.128 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 19,578 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 37,096 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,185.230 stock-settled RSUs.
F4: Includes 18,393 stock-settled RSUs and 37,925 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,876.369 stock-settled RSUs.
F6: Includes 15,610 stock-settled RSUs and 39,938 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 93.179 stock-settled RSUs pursuant to the reinvestment of dividends on February 21, 2014.