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Unum Group — Director's Dealing 2014
Feb 24, 2014
30521_dirs_2014-02-24_d041807d-75d4-4eee-9123-0d409fe5d03c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-02-20
Reporting Person: Simonds Michael Q (EVP, President & CEO, Unum US)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | F | 1566 | $33.57 | Disposed | 32152 | Direct |
| 2014-02-21 | Common Stock | F | 1535 | $33.55 | Disposed | 30730 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,668.932 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 21,421 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 10,731 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 41.411 shares of common stock pursuant to the reinvestment of dividends after the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,744.451 stock-settled RSUs.
F5: Includes 16,790 stock-settled RSUs and 13,940 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 112.759 stock-settled RSUs pursuant to the reinvestment of dividends on February 21, 2014.