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Unum Group Director's Dealing 2014

Feb 26, 2014

30521_dirs_2014-02-26_ebbf47ae-7199-4820-bd9c-44006b0894a3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-02-24

Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-24 Common Stock F 5072 $33.55 Disposed 173923 Direct
2014-02-24 Common Stock M 7347 $26.29 Acquired 181270 Direct
2014-02-24 Common Stock S 7347 $34.0046 Disposed 173923 Direct
2014-02-24 Common Stock M 8950 $23.35 Acquired 182873 Direct
2014-02-24 Common Stock S 8950 $34.0003 Disposed 173923 Direct
2014-02-24 Common Stock M 10805 $24.25 Acquired 184728 Direct
2014-02-24 Common Stock S 10805 $34.0086 Disposed 173923 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-24 Employee Stock Option (right to buy) $26.29 M 7347 Disposed 2019-02-22 Common Stock (7347) Direct
2014-02-24 Employee Stock Option (right to buy) $23.35 M 8950 Disposed 2020-02-21 Common Stock (8950) Direct
2014-02-24 Employee Stock Option (right to buy) $24.25 M 10805 Disposed 2021-02-20 Common Stock (10805) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1864.38 Indirect

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,657.957 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 44,511 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 129,412 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.

F4: Includes 44,511 stock-settled RSUs and 136,759 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Reflects weighted average price for multiple sale transactions ranging in price from $34.000 per share to $34.005 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: Includes 44,511 stock-settled RSUs and 138,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8: Includes 44,511 stock-settled RSUs and 140,217 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F9: The options vest in three equal annual installments beginning on February 22, 2012.

F10: The options vest in three equal annual installments beginning on February 21, 2013.

F11: The options vest in three equal annual installments beginning on February 20, 2014.