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Unum Group — Director's Dealing 2014
Feb 27, 2014
30521_dirs_2014-02-27_99053594-e3f1-4a5a-87bd-11650820cd9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-02-25
Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-25 | Common Stock | M | 857 | $26.29 | Acquired | 174780 | Direct |
| 2014-02-25 | Common Stock | M | 1518 | $23.35 | Acquired | 176298 | Direct |
| 2014-02-25 | Common Stock | M | 1653 | $24.25 | Acquired | 177951 | Direct |
| 2014-02-25 | Common Stock | A | 34886 | — | Acquired | 212837 | Direct |
| 2014-02-26 | Common Stock | S | 1610 | $34.00 | Disposed | 211227 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-25 | Employee Stock Option (right to buy) | $26.29 | M | 857 | Disposed | 2019-02-22 | Common Stock (857) | Direct |
| 2014-02-25 | Employee Stock Option (right to buy) | $23.35 | M | 1518 | Disposed | 2020-02-21 | Common Stock (1518) | Direct |
| 2014-02-25 | Employee Stock Option (right to buy) | $24.25 | M | 1653 | Disposed | 2021-02-20 | Common Stock (1653) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1864.38 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.
F2: Includes 44,511 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 130,269 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Includes 44,511 stock-settled RSUs and 131,787 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F4: Includes 44,511 stock-settled RSUs and 133,440 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: All are stock-settled RSUs which vest in three equal annual installments beginning on February 25, 2015.
F6: Includes 79,397 stock-settled RSUs and 133,440 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: Includes 79,397 stock-settled RSUs and 131,830 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F8: The options vest in three equal annual installments beginning on February 22, 2012.
F9: The options vest in three equal annual installments beginning on February 21, 2013.
F10: The options vest in three equal annual installments beginning on February 20, 2014.