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Unum Group Director's Dealing 2014

Mar 11, 2014

30521_dirs_2014-03-11_d327a578-a90d-468b-b2a5-7d0310446ef2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-03-07

Reporting Person: Bishop III E. Liston (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-07 Common Stock M 4351 $20.78 Acquired 91427 Direct
2014-03-07 Common Stock S 4351 $36.0034 Disposed 87076 Direct
2014-03-10 Common Stock M 1672 $20.78 Acquired 88748 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-07 Employee Stock Option (right to buy) $20.78 M 4351 Disposed 2018-02-25 Common Stock (4351) Direct
2014-03-10 Employee Stock Option (right to buy) $20.78 M 1672 Disposed 2018-02-25 Common Stock (1672) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2013.

F2: Includes 22,742 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 68,685 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Reflects weighted average price for multiple sale transactions ranging in price from $36.00 per share to $36.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: Includes 22,742 stock-settled RSUs and 64,334 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Includes 22,742 stock-settled RSUs and 66,006 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: The options vest in three equal annual installments beginning on February 25, 2011.