AI assistant
Unum Group — Director's Dealing 2014
Jun 6, 2014
30521_dirs_2014-06-05_7842dcc3-ce1c-4bfd-b5b3-f5b436a55618.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-06-03
Reporting Person: Horn Randall C (EVP, President & CEO, Colonial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-03 | Common Stock | S | 15000 | $34.4721 | Disposed | 125167 | Direct |
Footnotes
F1: Reflects the weighted average price for multiple sale transactions ranging in price from $34.40 per share to $34.55 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Includes 26,949 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 98,218 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 119.224 stock-settled RSUs pursuant to the reinvestment of dividends after the date of the reporting person's prior Form 4.