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Unum Group Director's Dealing 2014

Nov 4, 2014

30521_dirs_2014-11-04_5e4cd175-72de-4997-ae34-5c74fb107501.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2014-10-31

Reporting Person: WATJEN THOMAS R (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-10-31 Common Stock M 276110 $23.74 Acquired 801113 Direct
2014-10-31 Common Stock S 276110 $33.4929 Disposed 525003 Direct
2014-11-03 Common Stock M 55409 $23.74 Acquired 580412 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-10-31 Employee Stock Option (right to buy) $23.74 M 276110 Disposed 2016-02-21 Common Stock (276110) Direct
2014-11-03 Employee Stock Option (right to buy) $23.74 M 55409 Disposed 2016-02-21 Common Stock (55409) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13562.0402 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2014.

F2: Includes 122,695 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 678,418 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 578.338 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Reflects the weighted average price for multiple sale transactions ranging in price from $33.28 per share to $33.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: Includes 122,695 stock-settled RSUs and 402,308 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: Includes 122,695 stock-settled RSUs and 457,717 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: The options vest in three equal annual installments beginning on February 21, 2009.