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Unum Group Director's Dealing 2013

Aug 5, 2013

30521_dirs_2013-08-05_ebe2053e-1bbf-4e7d-8fd3-266f6668d113.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-08-01

Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-01 Common Stock M 22854 $11.37 Acquired 198219 Direct
2013-08-01 Common Stock S 22854 $32.1247 Disposed 175365 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-01 Employee Stock Option (right to buy) $11.37 M 22854 Disposed 2017-02-24 Common Stock (22854) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1839.307 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2013.

F2: Includes 83,949 restricted stock units, whch may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 114,270 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Reflects weighted average price for multiple sale transactions ranging in price from $32.10 per share to $32.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: Includes 83,949 stock-settled RSUs and 91,416 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: The options vest in three equal annual installments beginning on February 24, 2010.