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Unum Group Director's Dealing 2013

Nov 8, 2013

30521_dirs_2013-11-08_8b947f38-7bff-4f72-8ce2-ae9cc908172f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-11-06

Reporting Person: WATJEN THOMAS R (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-06 Common Stock S 60000 $32.4113 Disposed 672966 Direct
2013-11-06 Common Stock M 137736 $21.68 Acquired 810702 Direct
2013-11-06 Common Stock S 137736 $32.4079 Disposed 672966 Direct
2013-11-07 Common Stock M 28364 $21.68 Acquired 701330 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-06 Employee Stock Option (right to buy) $21.68 M 137736 Disposed 2015-02-23 Common Stock (137736) Direct
2013-11-07 Employee Stock Option (right to buy) $21.68 M 28364 Disposed 2015-02-23 Common Stock (28364) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13330.6594 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2013.

F2: Reflects the weighted average price for multiple sale transactions ranging in price from $32.21 per share to $32.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: Includes 164,046 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 508,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F4: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 799.416 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F5: Includes 164,046 stock-settled RSUs and 646,656 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: Includes 164,046 stock-settled RSUs and 537,284 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: The options vest in three equal annual installments beginning on February 23, 2008.