Unum Group — Director's Dealing 2013

Nov 27, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-11-25

Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-25	Common Stock	M	5863	$23.74	Acquired	182856	Direct
2013-11-25	Common Stock	M	5605	$20.78	Acquired	188461	Direct
2013-11-25	Common Stock	M	5691	$26.29	Acquired	194152	Direct
2013-11-25	Common Stock	M	5949	$23.35	Acquired	200101	Direct
2013-11-25	Common Stock	S	23108	$34.0037	Disposed	176993	Direct
2013-11-26	Common Stock	M	2000	$23.74	Acquired	178993	Direct
2013-11-26	Common Stock	M	2000	$20.78	Acquired	180993	Direct
2013-11-26	Common Stock	M	2200	$26.29	Acquired	183193	Direct
2013-11-26	Common Stock	M	2200	$23.35	Acquired	185393	Direct
2013-11-26	Common Stock	S	8400	$34.0132	Disposed	176993	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-11-25	Employee Stock Option (right to buy)	$23.74	M	5863	Disposed	2016-02-21	Common Stock (5863)	Direct
2013-11-25	Employee Stock Option (right to buy)	$20.78	M	5605	Disposed	2018-02-25	Common Stock (5605)	Direct
2013-11-25	Employee Stock Option (right to buy)	$26.29	M	5691	Disposed	2019-02-22	Common Stock (5691)	Direct
2013-11-25	Employee Stock Option (right to buy)	$23.35	M	5949	Disposed	2020-02-21	Common Stock (5949)	Direct
2013-11-26	Employee Stock Option (right to buy)	$23.74	M	2000	Disposed	2016-02-21	Common Stock (2000)	Direct
2013-11-26	Employee Stock Option (right to buy)	$20.78	M	2000	Disposed	2018-02-25	Common Stock (2000)	Direct
2013-11-26	Employee Stock Option (right to buy)	$26.29	M	2200	Disposed	2019-02-22	Common Stock (2200)	Direct
2013-11-26	Employee Stock Option (right to buy)	$23.35	M	2200	Disposed	2020-02-21	Common Stock (2200)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1856.36	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.

F2: Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 98,129 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 850.056 shares of common stock and 778.319 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Includes 84,727 stock-settled RSUs, and 103,734 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Includes 84,727 stock-settled RSUs, and 109,425 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: Includes 84,727 stock-settled RSUs, and 115,374 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8: Includes 84,727 stock-settled RSUs, and 92,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F9: Includes 84,727 stock-settled RSUs, and 94,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F10: Includes 84,727 stock-settled RSUs, and 96,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F11: Includes 84,727 stock-settled RSUs, and 98,466 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F12: Includes 84,727 stock-settled RSUs, and 100,666 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F13: Reflects weighted average price for multiple sale transactions ranging in price from $34.01 per share to $34.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F14: The options vest in three equal annual installments beginning on February 21, 2009.

F15: The options vest in three equal annual installments beginning on February 25, 2011.

F16: The options vest in three equal annual installments beginning on February 22, 2012.

F17: The options vest in three equal annual installments beginning on February 21, 2013.