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Unum Group — Director's Dealing 2013
Dec 4, 2013
30521_dirs_2013-12-04_3d865afc-f772-4487-b88a-01e6abb82c7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-12-02
Reporting Person: Bishop III E. Liston (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-02 | Common Stock | M | 40 | $11.37 | Acquired | 73950 | Direct |
| 2013-12-02 | Common Stock | S | 40 | $34.00 | Disposed | 73910 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-02 | Employee Stock Option (right to buy) | $11.37 | M | 40 | Disposed | 2017-02-24 | Common Stock (40) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2013.
F2: Includes 26,467 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 47,483 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Includes 26,467 stock-settled RSUs and 47,443 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F4: The options vest in three equal annual installments beginning on February 24, 2010.