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Unum Group Director's Dealing 2013

Dec 6, 2013

30521_dirs_2013-12-06_81b09029-ec7e-4aa7-8294-8494a2822b02.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-12-04

Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-04 Common Stock M 1000 $23.74 Acquired 177993 Direct
2013-12-04 Common Stock M 1060 $20.78 Acquired 179053 Direct
2013-12-04 Common Stock M 1060 $26.29 Acquired 180113 Direct
2013-12-04 Common Stock M 760 $23.35 Acquired 180873 Direct
2013-12-04 Common Stock S 3880 $34.00 Disposed 176993 Direct
2013-12-05 Common Stock M 1518 $23.35 Acquired 178511 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-04 Employee Stock Option (right to buy) $23.74 M 1000 Disposed 2016-02-21 Common Stock (1000) Direct
2013-12-04 Employee Stock Option (right to buy) $20.78 M 1060 Disposed 2018-02-25 Common Stock (1060) Direct
2013-12-04 Employee Stock Option (right to buy) $26.29 M 1060 Disposed 2019-02-22 Common Stock (1060) Direct
2013-12-04 Employee Stock Option (right to buy) $23.35 M 760 Disposed 2020-02-21 Common Stock (760) Direct
2013-12-05 Employee Stock Option (right to buy) $23.35 M 1518 Disposed 2020-02-21 Common Stock (1518) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1856.36 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.

F2: Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 93,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Includes 84,727 stock-settled RSUs, and 94,326 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F4: Includes 84,727 stock-settled RSUs, and 95,386 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Includes 84,727 stock-settled RSUs, and 96,146 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: Includes 84,727 stock-settled RSUs, and 92,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: Includes 84,727 stock-settled RSUs, and 93,784 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F8: The options vest in three equal annual installments beginning on February 21, 2009.

F9: The options vest in three equal annual installments beginning on February 25, 2011.

F10: The options vest in three equal annual installments beginning on February 22, 2012.

F11: The options vest in three equal annual installments beginning on February 21, 2013.