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Unum Group — Director's Dealing 2013
Dec 10, 2013
30521_dirs_2013-12-10_e44e9483-1987-4349-a4b4-b7e6c67d86ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-12-06
Reporting Person: Bishop III E. Liston (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-06 | Common Stock | M | 6300 | $11.37 | Acquired | 80210 | Direct |
| 2013-12-06 | Common Stock | S | 6300 | $34.016 | Disposed | 73910 | Direct |
| 2013-12-09 | Common Stock | M | 11699 | $11.37 | Acquired | 85609 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Employee Stock Option (right to buy) | $11.37 | M | 6300 | Disposed | 2017-02-24 | Common Stock (6300) | Direct |
| 2013-12-09 | Employee Stock Option (right to buy) | $11.37 | M | 11699 | Disposed | 2017-02-24 | Common Stock (11699) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2013.
F2: Includes 26,467 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 53,743 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: Includes 26,467 stock-settled RSUs and 47,443 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Includes 26,467 stock-settled RSUs and 59,142 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: The options vest in three equal annual installments beginning on February 24, 2010.